Which investment objective is most important for the Trust?

Preserving the assets in the Trust

Generating some growth, while protecting the value of assets in the Trust from large losses

Increasing the value of assets in the Trust

Which of the following would you feel is the MOST suitable type of investment for the Trust?

U.S. Government securities and high-grade corporate bonds

Stocks of established companies

Stocks of smaller, growing companies

Which of the following would you feel is the LEAST suitable type of investment for the Trust?

Stocks of smaller, growing companies

Stocks of established companies

U.S. Government securities and high-grade corporate bonds

If the Trust's investments suddenly DECLINED 15%, which statement best describes your reaction?

I would be very concerned and would seek safer alternatives

I would be moderately concerned and seek more balance

I would not be overly concerned about temporary fluctuations

If stock markets INCREASED by 15% while the value in your Trust (comprised primarily of bonds and cash) only increased by 4%, which statement best describes your reaction?

I would expect no changes

I would expect to increase stock market holdings but keep the majority in cash and bonds

I would expect to replace most of cash and bonds with stock market based investments

In how many years will the Trust need 30% or more of the funds?

0 to 5 years

6 to 10 years

Over 10 years

What is the primary financial goal of the Trust?

Asset preservation

Mid-term goals

Long-term accumulation

At what age will the Beneficiary have full access to the Trust?

20 to 35

36 to 54

Over 55

In which range does the current value of the Trust fall?

Under $25,000

$25,001 - $100,000

More than $100,001

What percentage of the Trust assets is needed for Education?

51% to 100%

26% - 50%

0 - 25%

How do you expect gifts (contributions) into the Trust will change over the next several years?

Anticipate no additional gifts

Gifts may fluctuate widely

Anticipate steady gifts

Given how and when the Trust will use its money, how would you describe the Trust's financial "Outlook"?

Additional Funding Required

Borderline Funded

Adequately Funded

Over Funded

What is your general attitude toward investment risk for the Trust?

Avoid all possible risks

Some risk is OK, but I prefer mostly low risk investments

A balance of risks and returns

Not adverse to higher risks in exchange for higher returns

How would you describe your investment philosophy for the Trust?

I want a conservative approach and understand that growth of principal may be limited in order to reduce risk of loss

I prefer a moderate approach with an average level of risk in the pursuit of growth

I desire an aggressive approach and willing to accept higher risk in the pursuit of higher growth

How much of an increase in the value of the Trust's investments do you expect five years from now?

A slight increase in value

A moderate increase in value

An above average increase in value

How do you expect the markets (stocks and bonds) to perform over the next five years?

Decline

Remain the same or improve slightly

Improve greatly

How would a general economic downturn impact the future funding of the Trust?

Severely

Moderately

No impact foreseen or Not Applicable

What is the Trust's investment focus?

Income

A blend of income and growth

Growth

Based on your answers the portfolio allocation model that best meets the trusts risk tolerance and goals is: